Global Broker Regulation Inquiry App
Market capitalization
BNP Paribas

BNP Paribas

  BNP Paribas Global Markets offers a wide range of investment, hedging, and financing options for many asset classes and areas. The Markets 360™ platform provides market analysis based on evidence that combines macroeconomic strategy, quantitative tools (including MarFA™, STEER™, and Cyclical-R), and alternative data methods. The company focusses on covering emerging markets, being good at derivatives, and include sustainability in investment research. Their digital Global Markets app gives clients personalised information and updates in real time.

Three days ago
Head & Shoulders Financial

Head & Shoulders Financial

  Head & Shoulders Securities Limited, incorporated in 1970 in Hong Kong, is regulated by the Securities and Futures Commission (SFC) under license AFS455, however its current licensing status is “Exceeded.” It provides securities trading and margin financing services for equities, derivatives, bonds, ETFs, and REITs, but does not offer demo or Islamic accounts.

06-04
 EC Investment Bank

EC Investment Bank

European Credit Investment Bank Ltd, also known as EC Investment Bank (ECIB), is a licensed investment bank approved by Ministry of Finance and Labuan Financial Services Authority (Labuan FSA) since 2008. EC Investment Bank offers a broad array of banking, financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services.

05-23
Meiwa Securities

Meiwa Securities

Established in Japan in 1922 and regulated by the FSA with a Retail Forex License, Meiwa Securities offers various financial products including domestic and foreign stocks, investment trusts, domestic and foreign bonds, and life insurance. However, their website only supports the Japanese language.

05-22
Morrison Securities

Morrison Securities

Morrison Securities Pty Limited is a multifaceted financial services provider. Operating with a license from Australian regulatory bodies since 2002, it offers many trading platforms that offer various trading interfaces, including both proprietary and third-party solutions.

05-21
CommBank

CommBank

CommBank was founded in 1911 with its headquarters in Sydney, Australia. As one of the "Big Four Banks" in Australia, its business scope covers retail banking, commercial banking, investment, insurance, superannuation, etc. It is suitable for individual and corporate clients who value local services and pursue stability, especially in home loans, superannuation, and daily financial management.

05-21
Hantec Information Revealed

Hantec Information Revealed

Hantec Securities Limited was established in Hong Kong in 1986 and is principally engaged in local finance related business. Hantec Futures Limited was established in 2008 and focuses on futures and options trading. Hantec Securities Limited and Hantec Futures Limited are both authorized and regulated by SFC in Hong Kong, with regulatory license number AFL779 and ARV980, respectively.

02-05
Introduction of Euro Pacific Bank

Introduction of Euro Pacific Bank

Launched in 2011, Euro Pacific Bank focuses on transactional banking, brokerage, and investment services. 100% of our margins are derived from transaction fees, service fees, and commissions only—not lending or proprietary trading. The products have access to bank accounts, foreign currency exchange, precious metals, storage accounts, brokerage, and mutual funds.

01-10
Hunan Jujing

Hunan Jujing

Founded in 1993, Hunan Jujing Co., Ltd. (HNJJ) is one of the earliest established consulting companies in China to carry out securities investment consulting business. HNJJ is based in Changsha City, Hunan Province.

2024-08-14
Introducton of Trade Interceptor

Introducton of Trade Interceptor

Trade Interceptor is one of those trading apps that believe that tradition and the old-school approach is the sure-fire way to get new clients. And although that may be true to an extent, Trade Interceptor has failed again and again to provide the basic satisfaction of needs for their traders.

2024-05-21
Migros Bank

Migros Bank

Migros Bank was founded in 1958 by Gottlieb Duttweiler, offering savings accounts with attractive interest rates and affordable mortgages, In the 1990s, a clear range of funds was set up and e-banking complemented the traditional counter business.

2024-02-21
 East West Bank

East West Bank

East West Bancorp is a publicly owned company with total assets over $61 billion and is traded on the Nasdaq Global Select Market under the symbol “EWBC”. The Company’s wholly owned subsidiary, East West Bank, is one of the largest independent banks headquartered in Southern California. East West is a premier bank focused exclusively on the United States and China markets and operates over 120 locations worldwide, including in the United States markets of California, Georgia, Massachusetts, Nevada, New York, Texas and Washington. In China, East West’s presence includes full-service branches in Hong Kong, Shanghai, Shantou and Shenzhen, and representative offices in Beijing, Chongqing, Guangzhou, and Xiamen.

2024-02-18
Twin Scam Alert: Broker Capitals is a New Domain of Finex Stock

Twin Scam Alert: Broker Capitals is a New Domain of Finex Stock

This week, the Italy financial regulator CONSOB issued a warning against an unlicensed broker named Broker Capitals. When we clicked on Broker Capitals' website, its logo, trade name, and design seemed familiar to us.

2022-08-08
Berkshire CEO-designate Abel sells stake in energy company he led for $870 million

Berkshire CEO-designate Abel sells stake in energy company he led for $870 million

Berkshire Hathaway Inc said on Saturday that Vice Chairman Greg Abel, who is next in line to succeed billionaire Warren Buffett as chief executive, sold his 1% stake in the company’s Berkshire Hathaway Energy unit for $870 million.

2022-08-08
Paying particular heed to payrolls

Paying particular heed to payrolls

A look at the day ahead in markets from Alun John

2022-08-08
Dollar extends gains against yen as big Fed hike bets ramp up

Dollar extends gains against yen as big Fed hike bets ramp up

The dollar extended it best rally against the yen since mid-June on Monday, buoyed by higher Treasury yields after blockbuster U.S. jobs data lifted expectations for more aggressive Federal Reserve policy tightening.

2022-08-08
SoftBank posts record $23 billion net loss on Vision Fund pain

SoftBank posts record $23 billion net loss on Vision Fund pain

SoftBank Group Corp on Monday posted a 3.16 trillion yen ($23.37 billion) net loss in the April-June quarter.

2022-08-08
Asia shares subdued, dollar refreshed by U.S. rate risks

Asia shares subdued, dollar refreshed by U.S. rate risks

Asian share markets made a stuttering start on Monday and the dollar held firm after a stunning U.S. payrolls report pushed back against talk of recession but also bolstered the case for more super-sized rate hikes.

2022-08-08
Marketmind: Just an illusion

Marketmind: Just an illusion

A look at the day ahead in markets from Anshuman Daga

2022-08-08
Indonesia says Tesla strikes $5 billion deal to buy nickel products – media

Indonesia says Tesla strikes $5 billion deal to buy nickel products – media

U.S. carmaker Tesla has signed contracts worth about $5 billion to buy materials for their batteries from nickel processing companies in Indonesia, a senior cabinet minister told CNBC Indonesia.

2022-08-08
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